Leadership and Management Models

Four Frameworks for looking at Leadership: The Bolman/Deal Model
The Eight Managerial/Leadership Roles and their Key Competencies A Situational Leadership Model
The Bain Model: Five Alternative Approaches to Leadership
The Street Fighter

Four Frameworks for Leadership: The Bolman/Deal Model

It may be useful to approach leadership from the point of view of four different "frameworks". Circumstances determine which approach (s) is appropriate. Effective leaders may use a number of these approaches at the same time.

1. The Structural Framework
The "structural" manager tries to design and implement a process or structure appropriate to the problem and the circumstances. This includes:
  • to clarify organizational goals
  • manage the external environment
  • develop a clear structure appropriate to task, and environment
  • clarify lines of authority
  • focus on task, facts, logic, not personality and emotions This approach is useful when goals and information are clear, when cause-effect relations are well understood, when technologies are strong and there is little conflict, low ambiguity, low uncertainty, and a stable legitimate authority.
  • 2. The Human Resource Framework
    The human resource manager views people as the heart of any organization and attempts to be responsive to needs and goals to gain commitment and loyalty. The emphasis is on support and empowerment. The HR manager listens well and communicates personal warmth and openness. This leader empower people through participation and attempts to gain the resources people need to do a job well. HR managers confront when appropriate but try to do so in a supportive climate

    This approach is appropriate when employee is high or increasing or when employee morale is low or declining. In this approach resources should be relatively abundant; there should be relatively low conflict and low diversity.

    3. The Political Framework The political leader understands the political reality of organizations and can deal with it. He or she understands how important interest groups are, each with a separate agenda. This leader understands conflict and limited resources. This leader recognizes major constituencies and develops ties to their leadership. Conflict is managed as this leader builds power bases and uses power carefully. The leader creates arenas for negotiating differences and coming up with reasonable compromises. This leader also works at articulating what different groups have in common and helps to identify external "enemies" for groups to fight together.

    This approach is appropriate where resources are scarce or declining, where there is goal and value conflict and where diversity is high.

    4. The Symbolic Framework This leader views vision and inspiration as critical; people need something to believe in. People will give loyalty to an organization that has a unique identity and makes them feel that what they do is really important. Symbolism is important as is ceremony and ritual to communicate a sense of organizational mission. These leaders tend to be very visible and energetic and manage by walking around. Often these leaders rely heavily on organizational traditions and values as a base for building a common vision and culture that provides cohesiveness and meaning.

    This approach seems to work best when goals and information are unclear and ambiguous, where cause-effect relations are poorly understood and where there is high cultural diversity.

    Comparing the Four Frameworks

    Each of the four frameworks approaches management tasks differently as can be seen in the following table.

    Planning
    Structural: set objectives and coordinate resources
    Human relations:promote participatoin
    Political:arenas to air conflict and realign power
    Symbolic: ritual to signal responsibility
    Decision Making
    Structural: rational
    Human relations: open process to produce commitment
    Political: opportunity to gain or exercise power
    Symbolic: ritual to provide comfrot and support until decisions made
    Reorganizing
    Structural: realign roles and responsibilities to fit tasks
    Human relations: maintain a balance between
    human needs and formal roles
    Political: redistribute power and for new coalitions
    Symbolic: maintain an image of accountability and
    responsiveness

    Evaluating
    Structural:formal control system for distributing rewards
    Human relations: process for helping people grow and improve
    Political: opportunity to exercise power
    Symbolic: occasion to play roles in shared rituals

    Conflict resolution
    Structural:: authorities resolve conflict
    Human relations: develop relationships
    Political: develop pwer by bargaining, forcing, or manipulating others
    Symbolic: develop shared values

    Goal Setting
    Structural: keep orgnaization keaded in right direction
    Human relations: keep peole involved and communications open
    Political: provide opportunities for people and groups to make interests known
    Symbolic: develop symbols and shared values

    Communication
    Structural: transmit facts and information
    Human relations: exchange information, needs, and feelings
    Political: vehicles for influencing or manipulating others
    Symbolic: telling stories

    Meetings
    Structural: formal occasions for making decisions
    Human relations: informal occasions for involvement, sharing feelings
    Political: competitive occasions to win points
    Symbolic: sacred occasiosn to celebrate and transform the culture

    Effective leadership
    Structural: social architect
    Human relations: catalyst and servant
    Political: advocate
    Symbolic: prophet and poet

    Effective Leadership Process
    Structural: analysis and design
    Human relations: support and empowerment
    Political: advocacy, coalition building
    Symbolic: inspiration, framing experience

    Ineffective leadership
    Structural: petty tyrant
    Human relations: purshover
    Political: hustler
    Symbolic: fanatic, fool
    Ineffective leadership process
    Structural: management by detail and fiat
    Human relations: management by abdication
    Political: manipulation
    Symbolic: smoke and mirrors
    Organizational Change
    Structural:change causing confusion; need to realign and
    renegotiate formal policies
    Human relations: change can cause people to feel incompetent, powerless; need to develop new skills, involvement, support
    Political: change creates winners and losers; need to create arenas where issues can be negotiated
    Symbolic: change creates loss of meaning and purpose;
    people form attachments to symbols need symbolic healing
    Motivation
    Structural: economic incentives
    Human relations: growth and self-actualization
    Political: coercion, manipulation, and seduction
    Symbolic: symbols and celebrations

    Choosing a Frame

    There are times when any of the four frames is appropriate. The table below suggests some ways of determining when each is appropriate Question Structural Human Resource Political Symbolic


    Reference:

    Bolman, Lee G., and Terrence E. Deal, Reframing Organizations, Jossey-Bass, 1991.
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    The Eight Managerial/Leadership Roles and Their Key Competencies

    This model suggests eight different core roles for a manager/leader. No circumstance would call for all eight; various situations would call for various subsets of these roles:
    Open System RolesRational Goal RolesInternal Process RolesHuman Relations Roles
    Innovator:(innovation, adaptation)
    living with change
    creative thinking
    managing change
    Producer (productivity)
    personal productivity and motivation
    motivating others
    time and stress management
    Coordinator (stability, control):
    planning
    organizing
    controlling
    Facilitator (openness):
    team building
    participative decision making
    conflict management
    Broker (growth)
    building and maintaining a power base
    negotiating agreement and commitment
    negotiating and selling ideas
    Director (goal clarity)
    taking initiative
    goal setting
    delegating effectively
    Monitor (information management):
    receiving and organizing information
    evaluating routine information
    responding to routine information
    Mentor (commitment, morale)::
    understanding yourself
    interpersonal communication
    developing subordinates

    A Situational Leadership Model

    Leaderhsip is a function of...
    1. Forces in the leader (value system, experience, confidence, inclinations)
    2. Forces in the Group (need for independence, readiness to assume responsibility, tolerance for ambiguity, interest in the problem, identifcation with the goals of the organization; knowledge and experience, expectations)
    3. Forces in the Situation (type of organization, values and traditions of the organization, past experience of group effectiveness, time pressure)

    The Bain Model: Five Alternative Approaches to Leadership

    A study done by Bain and Co. of 161 top executives. The study found that executives use just five distinct leadership styles. None guarantees success but at various times any of these have been successful.
    Strategic Approach:
    The leader acts as the company's top strategist, systematically envisioning the future and specifically mapping out how to get there.
    The Human Assets Approach
    The leader manages for success through people policies, programs, and principles.
    The Expertise Approach:
    The leader champions a specific proprietary expertise, using it to focus the organization.
    The Box Approach
    The leader builds a set of rules, systems, procedures, and values that essentially control behavior and outcomes within well-defined boundaries.
    The Change Approach:
    The leader acts as an agent of radical change, transforming bureaucracies into organizations that embrace the new and different.
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